1. | I will do everything! can to ensure my clients understand the advice I provide them and why it is relevant to their goals, objectives and needs |
2. | I will ensure my clients are inform. about the most appropriate strategies even if it means they may not proceed with my advice |
3. | I will not discuss or share information regarding my clients with anyone outside my business |
4. | I will charge an appropriate fee for my advice and ongoing service commensurate with my effort and value created |
5. | I will act professionally in my dealings with all clients, potential clients and service providers |
6. | I will be honest and straightforward with clients about costs, risks and the chances of their achieving their goals |
7. | I will refrain from using industry jargon but instead utilise plain English when explaining complex issues to my clients |
8. | I will keep up to date with all knowledge required to ensure I deliver relevant quality appropriate advice |
9. | I will not put myself in a position where the benefit to me or my organisation will compromise the advice I provide |
10. | I will assist my fellow financial advisers where l can by sharing strategies and other information which they may find beneficial in dealings with their clients |
11. | I will act professionally in all dealings with the broader community to raise the reputation of financial advice and financial advisers |
12. | I will always act ethically evidenced by my ensuring the clients is first in all my considerations |
13. | I will not take inducements, gifts or other incentives which will or could cause my advice to be compromised |
14. | I will treat my peers with respect |
15. | I will not provide advice or agree to my clients conduct which I know is unlawful |
16. | I will be honest frank and upfront |
17. | I will not take money for services I don't deliver |
Talk to the CCA Financial Planners team today!
Give Us a Call | 1800 668 525 | Consultants Online to Help. 8:00am – 8:00pm, 7 Days a week.
Talk to the CCA Financial Planners team today!
Give Us a Call | 1800 668 525 | Consultants Online to Help. 8:00am – 8:00pm, 7 Days a week.